A fraude do banco panamericano: um estudo com base nos processos judiciais e extrajudiciais

Imagem de Miniatura
Tipo
Dissertação
Data de publicação
2021-02-02
Periódico
Citações (Scopus)
Autores
Santos, Valdir Alves dos
Orientador
Oyadomari, José Carlos Tiomatsu
Título da Revista
ISSN da Revista
Título de Volume
Membros da banca
Strassburg, Udo
Mendonça Neto, Octavio Ribeiro de
Weffort, Elionor Farah Jreige
Programa
Controladoria e Finanças Empresariais
Resumo
Fraud is a phenomenal that is studied by many researchers with a desire to understand this occurrence and the necessary methods to avoid it manly due to the economic and moral damage that is caused to the entities and the society. Researches show that fraud is practiced against public and private companies in general from any country. Due to the impact on economies and the damage they cause to citizens, frauds involving public and / or private publicly traded companies are what most concerns regulatory authorities, self regulators, class entities and stakeholders in general. Despite the laws, rules and principles emanating from parts of entities that struggle to contain fraud, they occur and surprise authorities, investors and other users of accounting information, often due to their recurrence and magnitude. So it was with the accounting fraud practiced against Banco Pananericano made public in 2010. It is considered the biggest fraud committed against a Brazilian financial institution in the last decade, despite the culture and principles of existing internal controls and governance and the clear designation of the responsibilities of external and internal entities in order to prevent this type of occurrence. That said, the present study aimed to identify the facts contained in the lawsuits filed in the judicial and extrajudicial spheres against the agents involved in the Banco Panamericano fraud and to analyze the determinant causes for the occurrence of the phenomenon. As a result of this study, it is possible to add that the fraud perpetrated with recurrence for consecutive years, reaching an amount equivalent to 3.3 times the entity's net worth, had in its favor the lack of effectiveness in complying with the rules and principles of the current controls internal controls, governance and supervision.
Descrição
Palavras-chave
fraude contábil , governança corporativa , controles Internos , linhas de defesa
Assuntos Scopus
Citação
SANTOS, Valdir Alves dos. A fraude do banco panamericano: um estudo com base nos processos judiciais e extrajudiciais. 2021. 44 f. Dissertação (Mestrado Profissional em Controladoria e Finanças Empresariais) - Universidade Presbiteriana Mackenzie, São Paulo. 2021.